Mutual Fund Attorney
Milwaukee, WI, 53205, USA
- Legal
- Full-time
- Mutual Fund Attorney
- Investment Products Legal Counsel
- Securities Law
The Mutual Fund Attorney at Northwestern Mutual provides legal support for the company’s proprietary mutual fund complex and registered investment adviser clients, focusing on regulatory filings, board governance, and compliance with SEC rules. The role involves contract negotiation, due diligence, and collaboration with compliance and business teams to launch and evolve investment products. Candidates need 3–5 years of legal experience in mutual funds or investment advisory services, a Juris Doctorate, and strong communication and problem-solving skills.
Join Northwestern Mutual as a Mutual Fund Attorney:
Shape the Future of Financial Security
Are you a dynamic legal professional ready to make a meaningful impact in the investment products space? Northwestern Mutual’s Law Department is seeking an experienced, independent, and agile attorney to join our Investment Products and Advisory Services Team. You’ll play a pivotal role in supporting our proprietary mutual fund complex—an essential investment option for our variable insurance products—and registered investment adviser clients. This is your opportunity to work at the forefront of financial innovation, collaborating with top compliance experts and business leaders as we transform client experiences nationwide.
What You’ll Do
- Lead and support the preparation of regulatory filings for our mutual funds and registered investment adviser, including registration statements, prospectus supplements, shareholder reports, proxy statements, and more.
- Develop and present materials for quarterly Board meetings, and record minutes for key committees.
- Drive sub-adviser due diligence and onboarding, including contract negotiation and Board communications.
- Analyze and implement SEC rule proposals, advising business partners and serving on strategic project teams.
- Support committees across brokerage, proxy, derivatives, liquidity risk management, and more.
- Contribute to the launch of new mutual funds and the evolution of our investment products.
What We’re Looking For
- 3–5 years of legal experience in mutual funds, investment advisers, and related regulatory filings—gained at a law firm, in-house, the SEC, or a fund services provider.
- Expertise in securities/banking law for variable insurance products, broker-dealers, or OCC-regulated banks is a plus.
- Proven experience with mutual fund Board governance, launching new funds, and changing sub-advisers.
- Juris Doctorate and exemplary academic record; Wisconsin law license (or commitment to obtain within one year) is required.
What Sets You Apart
- Exceptional communication, analytical, and presentation skills.
- Creative, detail-oriented, and comfortable with ambiguity.
- High integrity, ethical standards, and a positive, collaborative attitude.
- Self-motivated, proactive, and able to prioritize multiple tasks effectively.
- Strong problem-solving skills and practical business judgment.
- Flexibility and adaptability to meet evolving business needs.
Why Northwestern Mutual?
- Be part of a diverse, inclusive, and nationally recognized Law Department, with 130+ members from across the country and a culture that values every background and perspective.
- Work in-house on high-impact projects, with minimal reliance on outside counsel and direct engagement in business strategy.
- Competitive compensation, annual bonus eligibility, and opportunities for career growth.
- Join a Fortune 500 leader with $378 billion in assets, $38 billion in revenues, and a legacy of helping millions achieve financial security.
Ready to take your career to the next level? Apply today and help us shape the future of investment products at Northwestern Mutual.
#LI-Hybrid
Compensation Range:
Pay Range - Start:
$123,480.00Pay Range - End:
$229,320.00Geographic Specific Pay Structure:
Structure 110:
$135,800.00 USD - $252,200.00 USDStructure 115:
$142,030.00 USD - $263,770.00 USDWe believe in fairness and transparency. It’s why we share the salary range for most of our roles. However, final salaries are based on a number of factors, including the skills and experience of the candidate; the current market; location of the candidate; and other factors uncovered in the hiring process. The standard pay structure is listed but if you’re living in California, New York City or other eligible location, geographic specific pay structures, compensation and benefits could be applicable, click here to learn more.
Grow your career with a best-in-class company that puts our clients' interests at the center of all we do. Get started now!
Northwestern Mutual is an equal opportunity employer who welcomes and encourages diversity in the workforce. We are committed to creating and maintaining an environment in which each employee can contribute creative ideas, seek challenges, assume leadership and continue to focus on meeting and exceeding business and personal objectives.
Skills
Decision Making (NM) - Expert, Attention to Detail (NM) - Expert, Cross Functional Partnering & Planning (NM) - Expert, Policy & Procedure (NM) - Expert, Risk Assessment & Identification (NM) - Expert, Business Influence (NM) - Expert, Project Management (NM) - Expert, Continuous Improvement (NM) - Expert, Accountability (NM) - Expert
FIND YOUR FUTURE
We’re excited about the potential people bring to Northwestern Mutual. You can grow your career here while enjoying first-class perks, benefits, and our commitment to a culture of belonging.
- Flexible work schedules
- Concierge service
- Comprehensive benefits
- Employee resource groups
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