Vice President, Capital Management Audit
UNITED STATES, NY, NEW YORK
- $68,000 p/year
- Finance
- Full-time
- capital management audit
- CCAR stress testing
- risk management
The Vice President, Capital Management Audit at BNY leads audit engagements focused on capital planning, regulatory stress testing, and risk management frameworks in a major financial institution. The role involves evaluating governance, assessing key controls, collaborating with Model Risk and Treasury teams, and ensuring compliance with regulatory requirements such as CCAR and Dodd-Frank stress testing. Candidates require extensive audit experience, financial expertise, and familiarity with audit tools and capital market operations.
Vice President, Capital Management Audit
At BNY, our culture allows us to run our company better and enables employees’ growth and success. As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world’s investible assets. Every day, our teams harness cutting-edge AI and breakthrough technologies to collaborate with clients, driving transformative solutions that redefine industries and uplift communities worldwide.
Recognized as a top destination for innovators, BNY is where bold ideas meet advanced technology and exceptional talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about. Join us and be part of something extraordinary.
We’re seeking a future team member for the role of Vice President, Capital Management Audit to join our Capital Management Auditing team. This role is located in New York, New York.
In this role, you’ll make an impact in the following ways:
- Support audit engagements of CCAR and stress testing processes, from planning and scoping through reporting and follow-up
- Evaluate governance, risk management, and control frameworks supporting capital planning and regulatory submissions (FR Y-14A, SR 15-18 Dodd-Frank Act stress testing)
- Assess design and operating effectiveness of key controls around data integrity, model governance, scenario development, capital policy, and capital stress methodologies
- Partner with Model Risk, Finance, and Treasury to test model validation processes, challenge assumptions, and verify regulatory compliance
- Identify control gaps and process inefficiencies; develop actionable recommendations and discuss findings with senior management
- Track remediation efforts, monitor progress against audit issues, and report status to Audit leadership and the Audit Committee
- Stay abreast of evolving regulatory requirements and guide internal stakeholders on anticipated impacts to capital stress testing
- Promote best practices in risk assessment and audit methodology
To be successful in this role, we’re seeking the following:
- Master’s degree in accounting, Finance, Economics, or related discipline
- Minimum 5 years of audit experience, including significant exposure to capital management, CCAR, or stress testing engagements
- Knowledge of Treasury and capital markets operations
- Deep understanding of CCAR submission requirements, FR Y-14A/Q/S reporting, DFAST and Basel regulatory frameworks
- Proven track record participating in complex, multi-disciplinary audit projects in a large financial institution
- Strong analytical, problem-solving, and communication skills
- Experience with audit tools (e.g., TeamMate, Galvanize, ACL IDEA) and data analytics platforms, and Demonstrated expertise in Agile audit methodologies and continuous auditing are preferred
- Knowledge of Treasury and capital markets operations and prior exposure to model risk management and validation processes are preferred
- Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or equivalent professional certification are preferred
At BNY, our culture speaks for itself, check out the latest BNY news at:
Here’s a few of our recent awards:
- America’s Most Innovative Companies, Fortune, 2025
- World’s Most Admired Companies, Fortune 2025
- “Most Just Companies”, Just Capital and CNBC, 2025
Our Benefits and Rewards:
BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.
BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.
BNY assesses market data to ensure a competitive compensation package for our employees. The base salary for this position is expected to be between $68,000 and $154,500 per year at the commencement of employment. However, base salary if hired will be determined on an individualized basis, including as to experience and market location, and is only part of the BNY total compensation package, which, depending on the position, may also include commission earnings, discretionary bonuses, short and long-term incentive packages, and Company-sponsored benefit programs.
This position is at-will and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation) at any time, including for reasons related to individual performance, change in geographic location, Company or individual department/team performance, and market factors.
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